Board of Overseers of the Bar v. Robert M. Neault, Esq.

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Docket No.: BAR#15-16

Issued by: Maine Supreme Judicial Court

Date: January 5, 2016

Respondent: Robert M. Neault, Esq.

Bar Number: 006874

Order: Receiver Appointment

Disposition/Conduct: Receiver Appointment


Order Appointing Receiver
M. Bar R. 32


Upon Petition submitted by the Board of Overseers of the Bar, pursuant to M. Bar R. 32, the Court Orders:

As of this date, Thomas F. Smith, Esq., is appointed the Receiver of the law practice of Robert M. Neault of the firm Robert M. Neault & Assoicates. With the cooperation of Attorney Neault’s legal assistant Linda Moynihan, and Anne Neault, who is the Personal Representative of the Estate of Robert Neault, Attorney Smith shall:

  1. secure the professional files, client property and client data of Attorney Neault;
  2. obtain access to Attorney Neault’s post office boxes, to secure any law office or legal mail, and access to any e-mail accounts which are associated with Attorney Neault’s law practice;
  3. obtain and use, at the Receivers’ discretion, all computer hardware, software and digital files, user names and passwords;
  4. obtain signatory authority over IOLTA and all other bank accounts the law practice maintained;
  5. Reconcile IOLTA and all other bank accounts, and then report the results of the reconciliations to Special Bar Counsel;
  6. obtain access to all safe deposit boxes and other facilities (including digital media storage facility) in which office or client information and property is stored;
  7. inventory the open and closed client files;
  8. give priority attention to client matters which are open and time sensitive;
  9. confer with Special Bar Counsel regarding publication of a notice to former clients regarding closing of the law office and retrieval of files;
  10. prudently access and utilize Attorney Neault’s operating and IOLTA accounts to effect the formal conclusion of the law practice, including the temporary retention of office staff or other personnel as necessary and appropriate;
  11. address any conflicts of interest pursuant to M. R. Prof. Cond. 6.5. Any files identified by the Receivers as presenting a conflict of interest shall be transferred to Special Bar Counsel of the Overseers of the Bar, or his designee;
  12. preserve and protect confidential information of the clients of Attorney Neault pursuant to M. R. Prof. Cond. 1.6. Attorney Smith is authorized to allow limited disclosure of confidential information to detect and resolve conflicts of interest arising from his appointment as Receiver, or in conjunction with the sale of the practice pursuant to M. R. Prof. Resp. 1.17A, but only if the revealed information would not compromise the attorney-client privilege or otherwise prejudice the client;
  13. allow himself to be engaged by any former client of Attorney Neault provided that they inform such client in writing that the client is free to choose to employ any attorney, and that this Order of Appointment does not mandate or recommend the Receivers’ employment by the client. A client’s retention of either of the Receivers as successor counsel is not a per se conflict of interest solely by reason of their appointment as a Receivers by this Order; and
  14. act as Receiver until discharged by the Court either by Motion or in accordance with M. Bar R 7.3(f)(3).
  15. submit to the Court a record of hours worked and disbursements made in the event payment of legal fees at the State court appointment rate, if such compensation is requested by Attorney Smith. The assets of the law office of Attorney Neault shall be the first method of compensation to the Receiver, although ultimately, the Receiver may elect to serve in a pro bono capacity or be compensated from another source (e.g., the estate of Attorney Neault).

It is further Ordered Attorney Smith shall be protected from liability for professional services rendered in accordance with this Order pursuant to M. Bar Rule 32(e).

The Clerk is directed to incorporate this Order on the docket by reference.

Dated: January 5, 2016


Donald G. Alexander
Associate Justice
Maine Supreme Judicial Court